Securities litigation is a significant part of Filacchione's litigation practice. Our perspective combined with our extensive trial experience, enables us to provide effective and efficient representation.

Our work includes:

  • Litigating class action, shareholder derivative and other cases involving claims of fraud and securities law violations
  • Defending arbitrations
  • Representing clients in investigations or enforcement actions for alleged regulatory violations, including insider trading
  • Advising clients on responding to inquiry about revenue lawssubpoenas and investigations and defending clients indicted for criminal violations of the securities laws
  • Representing brokers and investment bankers, as well as employees, in injunctive and other matters relating to employee discharge, employee raiding and other unfair trade practices and the reporting requirements which arise from such matters
Our litigators also assist our corporate attorneys in advising securities firms and publicly-traded clients on insider trading policies, codes of conduct and other securities law compliance matters.


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